FinTech and Financial Regulation

The area of ​​FinTech and Financial Regulation of Antas da Cunha Ecija offers comprehensive and strategic legal advice to both operators who are investing on financial technology (FinTechs), as well as the traditional financial sector. The professional experience of our team at the financial regulator and in the financial sector allows us to understand, in a privileged way, the method of thinking of supervisory authorities and the main challenges for the sector, making possible to offer informed, incisive and innovative advice.

 

Services• Specialist advice on FinTech (crowdfunding, robo-advice, Initial Coin Offerings – ICOs, Open Banking, blockchain, cryptocurrencies)• Advice on financial regulation and financial legislation implementation projects (MiFID, PSD2, IDD, PRIIPs, AML, MAD, UCITS, AIFMD, EMIR, MMF, SFTR, CMD, Crowdfunding)• Advice on Spanish financial regulation• Obtaining licenses, registrations and authorizations• Advice on the submission of applications to integrate a Sandbox / Innovation Hub• Regulatory Compliance programs and activities• Training programs on financial regulation• Processing and advising on enforcement actions at national and European level

Entities

  • FinTechs
  • Credit institutions
  • Investment firms
  • Entities providing payment services and electronic money
  • Insurance companies
  • Investment funds
  • Issuers
  • Private Equity
  • Start-ups